Further steps towards an aggregative diachronic approach to world mythology starting from the African continent

by Wim van Binsbergen (Leiden/Rotterdam, the Netherlands)

summary paper for the International Conference on Comparative Mythology, organized by Peking University and the Mythology Project, Asia Center, Harvard University/Sanskrit Department, to be held May 10-13, 2006, at Peking University, Beijing, China (convenors Professors Duan Qing and Michael Witzel)

click here for the much more extensive and fully illustrated slide presentation based on the summary below


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My argument departs from two seminal ideas:

  1. In recent decades, advances in genetics have led to the fairly general adoption of an Out-of-Africa scenario for the origin and early spread of Anatomically Modern Humans (AMH). This scenario was subsequently confirmed by archaeology.
  2. According to Witzel (2001) comparative mythology may offer, in its own right, a key to humankind’s remote cultural history, in a way complementary to genetics, linguistics, archaeology, and ethnography.

            This paper is one of a series of explorations (cf van Binsbergen in press and n.d.) in which I attempt to combine these two seminal ideas. I seek to identify (along with other cultural, linguistic and religious elements: AMH’s near-universals) some putative ‘Out of Africa’ original mythological package; moreover, I attempt to trace this package’s subsequent transformations in the process of global spread. Emphasis is on the development of an explicit methodology, without which the entire exercise would be pointless. Meanwhile, the fact that I have termed the putative original mythical package ‘Pandora’s Box’, is a reminder (cf. van Binsbergen 2003) of the fact that our scholarly approach to myth cannot and should not escape from our own mythopoiesis (myth-making).

            To begin with, formal analysis of an extensive corpus of cosmogonic myths attested in sub-Saharan Africa in historical times, suggests that much of their contents may be regarded as the elaboration and transformation of (combinations of) less than twenty different ‘Narrative Complexes’, each with its own specific minimum story line.

            Next, for each Narrative Complex a putative origin is proposed in space and time – in each case prompted by a combination of considerations:

a)      the Narrative Complex’s empirical attestation in space and time, not only in texts (which only afford a time depth of 5 ka (kiloyears, millennia) maximum, but also iconographically in archaeological data, which go back much further

b)      any relevant outside material constraints e.g. in astronomy, glaciology, modes of production analysis;

c)      hermeneutics of a Narrative Complex’s contents, which may bring out implications that may contain time- and space specific clues.

            In the background, my approach is based on a number of assumptions that are highly contentious and whose critical testing, as well as the invitation to critical testing and subsequent improvement by others, are among the aims of my project. These assumptions include:

·        Myth may be defined as ‘telling collectively managed stories about fundamental reality’

·        Although AMH have, admittedly, an infinite capability for imaginative invention, hence – on the surface – an potentially infinite repertoire of myth, still that invention is constrained by a limited number of basic thought operations (e.g. distinction, juxtaposition, identity etc.)

·        Each Narrative Complex encodes and facilitates one or more of these basic thought operations

·        Although myth can be told in music, dance, spatial layouts etc., its typical (more recent?) form is language-based

·        It is only partially true that myth expresses culture in language; rather, it is myth that constitutes language and culture in the first place (cf. Cassirer 1946, 1953f; Donald 1991).

·        Therefore, myth may have been AMH’s principal claim to adaptive advantage

·        My proposed aggregative diachronic approach to world mythology therefore amounts to the reconstruction of the sequence of emergence and transformation of Narrative Complexes in time and space (in reflection of AMH’s increasingly complex and diversified tool to articulate reality through myth), along the paths which AMH (according to the reconstructions by genetics and archaeology) appear to have taken since their emergence in Eastern and Southern Africa 200 ka.

·        Central myths (composed out of our Narrative Complexes) constitute the ideological/ cosmological knowledge component of any mode of production. Therefore it is specific modes of production, and specific changes therein, that power the demographic and mythological processes attending AMH before and after their exodus ‘Out-of-Africa’

            My emerging aggregative model of global spread and transformation of world mythology is, in the first place, predicated on the geneticists’ finding that AMH initially migrated east from Africa along the Indian Ocean coast to South East Asia, Australia and New Guinea. Only subsequently, especially in a new migratory wave, were Asia and the other continents populated by AMH. Subsequently, from c. 20,000 BP onwards, a westbound and southbound return migration from Asia ‘Back-into-Africa’ has been attested genetically. This offers further clues as to the situation of specific Narrative Complexes in time and space, through triangulation with the Australian and New Guinean material.

            Contrary to my initial hypothesis, the unfolding of world mythology turns out not to be a gradual process evenly spaced out along the migration route of AMH. On the contrary, a limited number of Contexts of Intensified Transformation and Innovation (CITI) can be discerned, in which specific new Narrative Complexes emerge. By and large, these CITI coincide with the contexts in which significant new linguistic families have arisen (among others, proto-Khoi-San, proto-Dene-Sino-Caucasian, and proto-(Mega-)Nostratic (Kaiser & Shevoroshkin 1988), and the further differentiation of the latter into, among others, proto-Indo-European, proto-Afro-Asiatic, proto-Niger-Congo, and proto-Nilo-Saharan. Of course, the latter three languages together with Khoi-San sum up the language map of Africa in historical times.

            The most recent of these CITIs is the one preceding and facilitating Neolithic food production through agriculture and animal husbandry. Here the Narrative Complex of ‘The connection of Heaven and Earth’ emerged (among others), whose richly elaborated ramifications (in such themes as creation, kingship, salvation, human conception and birth, the origin of death, etc.), often with shamanistic overtones, are found – as the paper will demonstrate in some detail – all over the Ancient Near East including Ancient Egypt, the Indus valley, China, Ancient Europe, and (as a result of the ‘Back-into-Africa’ movement) much of Africa. As a result the African continent today combines a genetically highly diverse and relatively ancient AMH population with, largely, a relatively recent mythology that is in striking continuity (pace Witzel) with the rest of the Old World.

            The resulting aggregative diachronic approach to world mythology might appear to be a mere house of cards – a myth, perhaps, in its own right. However, its claims to scholarly credibility are considerable. It does take into account much comparative state-of-the-art evidence from a variety of disciplines. It throws light onto hitherto unexplained continuities and affinities within and across continents, even if this goes against inveterate geopolitical stereotypes. Contrary to a house of cards, it is internally coherent and will not collapse as soon as one constituent element is replaced or removed; the latter is demonstrated by the considerable changes that had to be made in the model’s details since it was first formulated in 2005. And most importantly, the model suggests fascinating paths for further research, which will surely enhance our insight even at the cost of discarding the present model that prompted them.

            The internal consistency of the model persuades us to take one further, audacious step, and to propose which of the Narrative Complexes identified may have been originally part of ‘Pandora’s Box’. The consideration listed above as A0, b) and c) suggests these to have been the Narrative Complexes of

            In earlier attempts, I distinguished two routes for the Out-of-Africa expansion of AMH, carrying their ‘Pandora’s Box’ including these three mythical complexes:

  1. I postulated that the early eastbound trajectory (Route A) along the Indian Ocean, having led to Australia and New Guinea, then curved westward hairpin-fashion, and whilst populating Asia, the rest of the Old World, and the New World, ended in the ‘Back-to-Africa’ return migration;
  2. in addition, a Route B was thought to have led, northbound, directly into West Asia, but with a delay of c. 100 ka as compared to Route A.

I projected the unfolding of Narrative Complexes largely onto Route A, which was taken to constitute a crude time axis.

            However, further reflection on the contradictory empirical implications of this model, and more extensive perusal of the genetic and archaeological literature, now leads to revision. The early Route A ended in Australia and New Guinea, and was not continued westward. Most of the unfolding of world mythology now turns out of have taken place along the much later Route B, which also has New World ramifications starting in Central Asia.

            Why did Route A become abortive after reaching Australia and New Guinea? Why was there this enormous delay before Route B successfully made inroads into Asia? Why was Route B so successful and so richly elaborated, both demographically and mythologically? Why did the mythological elaboration along Route B take the form it did? Was there any subsequent mythological contribution from Route A to Route B, in the regions where the two trajectories ultimately converged (South and South East Asia)? The present paper will try to answer some of these questions, leaving others for further research and for Asianist specialists.

            Current wisdom seeks the answer to this kind of questions to ‘windows of opportunity at least partly dictated by fluctuations in sea-levels and climatic conditions’, while stressing the intensive and transformative intra-Africa percolation of AMH during the first 100 ka after their emergence (Forster 2004). Such ‘windows of opportunity’ are intuitively relevant for Route A: on their first sally Out-of-Africa, AMH apparently stuck to a littoral tropical climate familiar from East Africa, and crossed significant sea straits only when the opportunity arose – notably, when glaciation heights at the poles produced low sea levels (which, incidentally, suggests a well established time frame for such crosses).

            However, Route B is largely or entirely overland, across a considerable variety of (palaeo-)climatic zones. Therefore less mechanical, less natural factors need to be invoked to explain both the demographic and the mythological processes that characterise it.

            In the first place, we can consider the 100 ka which AMH spent inside Africa before embarking on Route B, as some sort of incubation time, in which not only great genetic diversity emerged, but also significant steps were taken in the development of new modes of production and, concomitantly, new Narrative Complexes. Probably, the mythological contents of ‘Pandora’s Box’ became already diversified and transformed inside Africa, before Route B started. There is increasing archaeological evidence of graphical representation, both naturalistic and abstract, in the African continent during Middle Palaeolithic times. Some of this evidence may be interpreted in terms of the Narrative Complexes I have identified. And all this evidence precedes by dozens of kiloyears the artistic explosion in the Franco-Cantabrian region (South Western Europe) that Eurocentrically inspired, only two decades ago, the notion of the ‘Human Revolution’. So, as compared to Route A, 100 ka earlier, it was a, linguistically, culturally, mythically, and social-organisationally (and all these dimensions are taken to co-vary together), much more mature version of AMH that embarked on Route B. Hence their capabilities of adaptation and creative response to new climatic and productive challenges were much greater, which partly explains the incomparable success of Route B: it succeeded in ultimately populating the entire earth with AMH, and, in the process, world mythology emerged in all its latter-day variety and complexity.

            The extensive inroads, into Africa, of more general Old World later Narrative Complexes in the wake of the ‘Back-into-Africa’ return migration, are associated with all four African linguistic families without exception. Therefore it is difficult to clearly identify the ‘transformed Pandora’s Box’ with which AMH in Africa embarked on Route B. However, it is likely that this ‘pre-Route B’ complex inside Africa survives best in the Westerly part of the continent adjacent to the Atlantic Ocean. Here Frobenius (1931, 1993) has identified systematic indications to that effect – converging with my own recent research into leopard-skin symbolism (van Binsbergen 2003, 2004b).

            In the second place, we may point to a cultural and demographic ‘window of opportunity’ that is recently being rescued from the realm of science fiction, and ushered into the realm of empirical science. From about the same time (100 ka BP) when AMH set out on Route B, and for several dozens of kiloyears onwards, AMH and Neanderthaloids lived side by side in the Levant. Despite geneticists’ claims that they constitute two independent branches of Homo sapiens, palaeoanthropologists point to intermediate forms. In recent decades (e.g. d’Errico c.s. 1998) there has been increasing appreciation of the (admittedly still heavily contested) cultural achievements of Neanderthaloids, ranging from burial to flute music, from flower symbolism to bear-cult ritual, from sculptural representation to stellar maps, from clothing to articulate speech. Regardless of the question of genetic interaction between AMH and Neanderthaloids, it is almost inevitable that cultural exchange took place between these groups, in West Asia, in the very long time span from 100 ka BP till the disappearance of Neanderthaloids towards 30 ka BP, at a time when the Last Glacial was building up. In Europe and West Asia this disappearance goes hand in hand with the expansion – into a cooling temperate climate – of AMH from subtropical environments – not exactly a climatic window of opportunity. There is no consensus among specialists about what made Neanderthaloids disappear: genocide on the part of AMH, and inability to adapt to new environmental conditions, are among the scenarios proposed. Mathematically, an only marginally lower reproduction rate as compared to AMH occupying the same ecological niches would already have been sufficient to lead to extinction if kept up through dozens of kiloyears.

            Inevitably, modern researchers are AMH, and their chauvinism as such has persuaded some to think that any cultural exchange between Neanderthaloids and AMH, whatever its scope, could only have been a mere one-way process, with the apparently culturally deprived Neanderthaloids as sole beneficiaries. However, our attempt to construct a diachronic approach to world mythology seems to be better served by exploring the following points:

 

References cited

Cassirer, E., 1946, Language and Myth, trans. S. K. Langer of Sprache und Mythos, Berlin, 1925, New York, .

Cassirer, E., 1953-1957, The philosophy of symbolic forms, 3 vols., New Haven: Yale University Press, English translation by R. Mannheim, of: Philosophie der symbolischen Formen, Berlin: Cassirer, 1923-1929

d'Errico, Francesco ; Joao Zilhao; Michele Julien; Dominique Baffier; Jacques Pelegrin , 1998, ‘Neanderthal Acculturation in Western Europe?: A Critical Review of the Evidence and Its Interpretation ‘ Current Anthropology, Vol. 39, No. 2, Supplement: Special Issue: The Neanderthal Problem and the Evolution of Human Behavior. (Jun., 1998), pp. S1-S44.

Donald, M., 1991, Origins of the Modern Mind: Three Stages in the Evolution of Culture and Cognition, Cambridge, MA, Harvard University Press.

Forster, Peter.,  2004, Ice Ages and the mitochondrial DNA chronology of human dispersals: a review -- One contribution of 14 to a Discussion Meeting Issue 'The evolutionary legacy of the Ice Ages', Philosophical Transactions of the Royal Society B: Biological Sciences, Volume 359, Number 1442 / February 29, 2004, Pages: 255 - 264

Frobenius, Leo, 1931, Erythraa: Lander und Zeiten des heiligen Konigsmordes, Berlin/Zurich: Atlantis-Verlag.

Frobenius, Leo,. 1993, Kulturgeschichte Afrikas: Prolegomena zu einer historischen Gestaltlehre. Mit einem Bildanhang. (Reprint nach der Ausgabe von 1954 des Phaidon-Verlages, Zurich). Wuppertal: Peter Hammer Verlag gemeinsam mit dem Frobenius-Institut, Frankfurt.

Kaiser, M. & Shevoroshkin, V., 1988, ‘Nostratic’, Annual Review of Archaeology, 17, 309-329.

van Binsbergen, W.M.J., 2003, Rupture and fusion in the approach to myth (Situating myth analysis between philosophy, poetics, and long-range historical reconstruction, with an application to the ancient and world-wide mythical complex of leopard-skin symbolism) paper to be read at the International Conference ‘Myth: Theory and the Disciplines’, 12 December 2003, University of Leiden: Research School CNWS (School of Asian, African, and Amerindian Studies), IIAS (The International Institute for Asian Studies); and NWO (Netherlands Organisation for Scientific Research) (click for abstract) (click for the full revised article as PDF), now in the press in: Merolla, D., Schipper, M., and Segal, R., eds., Myth and the disciplines, special issue of Mythology; also at: http://www.shikanda.net/ancient_models/Myth_shorter_for_journal.pdf

van Binsbergen, Wim M.J., 2004a, ‘Long -range mythical continuities across Africa and Asia: Iconographic and linguistic evidence concerning leopard symbolism’, paper presented at the Round Table on Myth, Department of Sanskrit and Indian Studies, Harvard University, Cambridge (Mass.), 8-10 May, 2004; at: http://www.shikanda.net/ancient_models/leopard_harvard/leopardwww.htm

van Binsbergen, Wim M.J., 2004b, 'The contemporary manifestation of Deep Structure in Africa', paper read at: The Concept of Agency in African History: A workshop on structure and agency in African history, 27 – 28 May 2004, Leiden, African Studies Centre, Leiden; convenor: Jan-Bart Gewald; at: http://www.shikanda.net/ancient_models/agency_webpage/agency_www.htm

van Binsbergen, Wim M.J., 2004c, 'The Leopard in the Garden of Eating: From food for thought to thought for food – towards a world history of difference', paper read at, ‘The Garden of Eating: Experiencing the thought of Gilles Deleuze in cultural practices’, 29 May 2004, Rotterdam: Faculties of Philosophy / History and Art; convenor: Rick Dolphijn; at: http://www.shikanda.net/general/webpage_deleuze/deleuze_leopard_www.htm

van Binsbergen,. Wim M.J., n.d., Mythological archaeology: Reconstructing humankind’s oldest discourse: Situating sub-Saharan African cosmogonic myths within a long-range intercontinental comparative perspective, draft book MS, at: http://www.shikanda.net/ancient_models/mythical_archaeology/mytholog.htm

van Binsbergen. Wim M.J., in press, ‘Mythological archaeology: Situating sub-Saharan African cosmogonic myths within a long-range intercontinental comparative perspective', in: Research Institute for Humanity and Nature (RIHN), [Proceedings of the Pre-Symposium / 7th ESCA Harvard-Kyoto Roundtable on ‘Ethnogenesis of South and Central Asia’, organised by RIHN, NIHU / Harvard University, the Department of Sanskrit and Indian Studies, Kyoto, Japan, 6-8 June, 2005], Kyoto: Research Institute for Humanity and Nature; now published as: van Binsbergen, W.M.J., 2006, 'Mythological archaeology: Situating sub-Saharan cosmogonic myths within a long-range intercontinential comparative perspective', in: Osada, Toshiki, with the assistance of Hase, Noriko, eds., Proceedings of the Pre-symposium of RIHN and 7th ESCA Harvard-Kyoto Roundtable, Kyoto: Research Institute for Humanity and Nature (RIHN), pp. 319-349; also, with a new postscript on Afrocentrist ideology, February 2006, at: http://www.shikanda.net/ancient_models/mythical_archaeology/kyoto_paper_final_2-2006.pdf

Witzel, M., 2001, 'Comparison and reconstruction: Language and mythology', Mother Tongue, 6: 45-62.

 

 

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